Mining Incidents

Mine No 3: 590 MSHA citations Coal

Cavalier Mineral Inc · Underground
Controlled by Gary Dotson
Grundy, Buchanan County, VA  ·  Abandoned and Sealed
MSHA Mine ID: 4406195

Mine No 3 has $154K in proposed MSHA penalties and $33K outstanding across 12 contested dockets, plus health sampling and the full incident record.

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Fatalities
0
Total incidents
26
Years on record
1985–2009
Latest incident
Oct 2009
Compliance record
MSHA citations since 2001
590
citations
186
significant & substantial
$153,955
proposed penalties
$54,303
paid to date
35% of proposed penalties paid to date, a $99,652 gap.
Source: MSHA violations data, updated weekly.
Inspection activity
MSHA inspections since 2000
99
inspections on record
3,878
inspection hours
15.2
citations per 100 inspection hours
This rate is recorded citations divided by MSHA inspection hours, per 100 hours. It reflects inspection effort, not mine size or production.
590 citations across 3,878 inspection hours.
Source: MSHA inspections data, updated weekly.

Mine No 3 has $154K in proposed MSHA penalties and $33K outstanding across 12 contested dockets.

Penalty disposition
Differences between proposed and paid penalties reflect both settlements and conference reductions and amounts still owed. Outstanding is the balance currently owed.
$154K
proposed penalties
$87K
current assessed
$54K
paid to date
$33K
outstanding
585 assessments are final orders; 12 contested dockets.
Of $89K in penalties contested before the Commission, $22K was upheld in final decisions.
As of the most recent assessment on 2010-06-23.
Source: MSHA assessed-violations and conference/litigation data, updated weekly.
Violation severity profile
Shares are computed over citations that carry the MSHA gravity and negligence coding; a small share of records are uncoded.
31.8%
significant & substantial
1.2%
high negligence or reckless
31.8%
reasonably likely or greater
5.1%
permanently disabling or fatal if injury occurs
Negligence coding: 0.9% none, 16.4% low, 81.5% moderate, 1.2% high, 0.0% reckless.
Source: MSHA violations gravity and negligence coding, updated weekly.
When citations were contested
Contesting a citation before the Federal Mine Safety and Health Review Commission is a lawful right. These figures state the public outcomes of that process, from MSHA's Contested Violations file.
119 citations taken to the federal commission · 20% of citations on record
  • Settled 118 · 99%
  • Vacated or withdrawn 1 · 1%
86%
S&S designation survived the contest
Counts a Significant & Substantial citation as surviving when a settlement or judge's decision kept the designation, or the contest was dismissed or defaulted so the citation stands as issued. Vacated and withdrawn citations, and settlements that removed the designation, count against.
of 49 decided S&S contests · industry: 79%
75%
Penalty reduction in decided contests
$89K proposed, $22K after decisions · industry: 39%
Source: MSHA Contested Violations file (public record), updated weekly. A dismissed or defaulted contest leaves the citation standing as issued; a vacated or withdrawn citation is removed from the violation record. Latest contest filed 2010-09-14.
Contested penalties
A reduction or dismissal at the Commission is a lawful outcome of contesting a proposed penalty. Figures are the proposed amount and the amount upheld in the docket's decision.
Largest penalties this mine contested before the Federal Mine Safety and Health Review Commission, with the outcome on record.
Docket Decision Judge Year Proposed / upheld
VA 2010-265 Settlement Moran 2012 $55K → $2K
VA 2010-473 Settlement Moran 2011 $8K → $5K
VA 2010-401 Settlement Koutras 2011 $8K → $4K
VA 2010-302 Settlement Koutras 2011 $7K → $3K
VA 2010-410 Settlement Koutras 2011 $5K → $3K
VA 2009-246 Settlement Melick 2011 $3K → $3K
Source: FMSHRC civil penalty dockets and decisions (public record), updated weekly.

MSHA sampling at Mine No 3 shows 96% of 467 respirable coal dust samples met the 1.5 mg/m3 standard.

Health sampling
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.

Respirable coal dust
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.

Last sampled: 2010-06-19, 16 years ago
96%
within 1.5 mg/m3
467
samples
6.67
dust max (mg/m3)
200 samples taken by MSHA inspectors, 267 by the operator.
Most-sampled occupations
  • CONTINUOUS MINER OPERATOR215
  • SHUTTLE CAR OPERATOR (STANDARD SIDE)52
  • SHUTTLE CAR OPERATOR (OFF STANDARD)13

Silica (quartz)

Last sampled: 2010-05-26, 16 years ago
5.5
silica avg (%)
41
samples
12.6
silica max (%)
Most-sampled occupations
  • CONTINUOUS MINER OPERATOR19

Noise
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.

Last sampled: 2009-11-24, 16 years ago
12%
over PEL
65
samples
Most-sampled occupations
  • SHUTTLE CAR OPERATOR (STANDARD SIDE)18
  • CONTINUOUS MINER OPERATOR11
  • ROOF BOLTER (TWIN HEAD) (RETURN SIDE)8
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Health sampling trend
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.
Respirable coal dust by year
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.
Year within 1.5 mg/m3 samples
2010 97% 37
2009 93% 85
2008 98% 58
2007 95% 76
2006 94% 66
2005 94% 67
2004 98% 40
2002 100% 18
2001 100% 20
Silica (quartz) by year
Year silica avg (%) samples
2010 4.1 3
2009 4.2 2
2008 4.4 3
2007 5.3 9
2006 7.2 9
2005 3.6 7
2004 6.7 8
Noise by year
Year over PEL samples
2009 0% 12
2008 0% 6
2007 21% 19
2006 0% 1
2005 17% 6
2004 15% 20
2002 0% 1
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.

Mine No 3 recorded 10.45 reportable injury cases per 100 full-time workers in 2009.

Injury rate, 2009
This rate is reportable injury cases per 100 full-time-equivalent workers per year, computed as 200,000 times cases divided by MSHA operator-reported employee-hours. Cases are injuries MSHA graded degree 01 through 07; accident-only events that hurt no one are excluded, and so are contractor injuries, whose hours do not attach to a single mine. Rates begin in 2000, when quarterly employment reporting starts, and are withheld below 20,000 hours in a year.
10.45
total case rate
10.45
days-away rate
0.000
fatality rate
Above average. The US coal mining average was 4.16 and the all-US-mining average was 3.36 cases per 100 workers.
In Virginia, coal mining averaged 4.22 cases per 100 workers that year.
Under 100,000 employee-hours were reported that year, so a single case moves the rate by two or more. Read the figure as approximate.
Year total case rate days-away fatal
2009 * 10.45 10.45 0.000
2005 * 19.47 14.60 0.000
* Fewer than 100,000 employee-hours that year; the rate is less stable.
Source: injury cases from MSHA accident and injury records; employee-hours from MSHA quarterly employment reports. Rate is cases per 100 full-time-equivalent workers, operator employees only.
Ownership history
  1. Industrial Coal Corp 1985 to 1987
  2. Classic Coal Corporation 1987 to 2006
  3. Vandyke Mining Inc. 2006 to 2008
  4. Abby Contractors Inc 2008 to 2008
  5. Cavalier Mineral Inc 2008 to present
Source: MSHA controller and operator history, updated weekly.
Workforce and production
Coal production is reported quarterly and lags the current period; the most recent quarters may be incomplete.
Year Employees Coal produced (tons)
2011 0
2010 17 43,599
2009 17 78,569
2008 11 34,430
2007 26 43,091
2006 14 38,242
2005 14 57,742
2004 7 23,962
2003 0
2002 4 17,667
2001 3 12,904
2000 0
Source: MSHA quarterly employment and production, updated weekly.

Mine No 3 sits in Buchanan County, Virginia, where the Census mining category is 11.2% of county employment.

Local economic context
County figures come from the US Census Bureau's American Community Survey, 5-year pooled estimates, so the 2023 vintage covers 2019 through 2023. The Census category is 'mining, quarrying, and oil and gas extraction', which is broader than MSHA jurisdiction and includes oil and gas workers no mine employs. These figures describe the surrounding county, not this mine, and are not a factor in any specific incident.
Buchanan County, Virginia · Population 19,857
11.2%
Mining share of county employment
$42,216
Median household income
Source: US Census Bureau, American Community Survey 2023 5-year estimates.
Quarterly safety rates
Citations per million reported employee-hours. Rates begin in 2000, when MSHA's quarterly employment data starts; earlier incidents are counted but cannot be rate-adjusted. Quarters under 100,000 reported hours are greyed: too few hours for a stable rate.
Citations per million employee-hours, as reported to MSHA
Quarter Hours worked Citations S&S Per 1M hrs
2011 Q1 0 0 0
2010 Q3 5,345 0 0 0.0
2010 Q2 8,442 27 13 3198.3
2010 Q1 15,131 55 14 3634.9
2009 Q4 12,806 33 6 2576.9
2009 Q3 8,505 37 4 4350.4
2009 Q2 8,961 21 3 2343.5
2009 Q1 8,017 25 6 3118.4
Show 34 earlier quarters
Quarter Hours worked Citations S&S Per 1M hrs
2008 Q4 6,592 21 7 3185.7
2008 Q3 5,547 12 3 2163.3
2008 Q2 5,962 9 0 1509.6
2008 Q1 0 13 4
2007 Q4 2,395 36 10 15031.3
2007 Q2 13,452 31 14 2304.5
2007 Q1 8,251 21 10 2545.1
2006 Q3 458 20 9 43668.1
2006 Q2 10,378 34 9 3276.2
2006 Q1 9,982 6 2 601.1
2005 Q4 10,058 20 12 1988.5
2005 Q3 10,190 15 7 1472.0
2005 Q2 10,510 15 8 1427.2
2005 Q1 10,325 12 3 1162.2
2004 Q4 10,190 18 7 1766.4
2004 Q3 9,310 29 12 3114.9
2004 Q2 0 0 0
2004 Q1 0 0 0
2003 Q4 0 0 0
2003 Q3 0 0 0
2003 Q2 0 0 0
2003 Q1 0 0 0
2002 Q4 0 0 0
2002 Q3 0 0 0
2002 Q2 0 0 0
2002 Q1 9,636 6 3 622.7
2001 Q4 10,108 4 1 395.7
2001 Q3 0 1 0
2001 Q2 0 0 0
2001 Q1 0 0 0
2000 Q4 0 0 0
2000 Q3 0 0 0
2000 Q2 0 0 0
2000 Q1 0 0 0
No fatalities recorded at this mine.

Reportable incidents

26 on file

2009 · 2 incidents

October 16, 2009 VA · Coal belt foreman, maintenance foreman, maintenance supervisor HANDLING OF MATERIALS
Cavalier Mineral Inc · Caught in, under or between a moving and a stationary object

Lid covering pick breaker chain on feeder was raised up and braced so work could be done, when brace slipped letting lid fall suddenly hitting EE on finger of left hand.

September 30, 2009 VA · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator FALL OF FACE/RIB/PILLAR/SIDE/HIGHWALL
Cavalier Mineral Inc · Struck by falling object

EE said he was walking away from his 21SC. He then stopped on the corner, put his hand on the rib and rock rolled off the rib striking him on his right side. Witnesses from 3rd shift state that they pulled this rib prior to the beginning of the shift.

2008 · 1 incident

January 9, 2008 VA · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator OTHER
Vandyke Mining Inc. · (Not Elsewhere Classified)

Possible heart attack (illness). Employee has had two heart attacks before.

2007 · 1 incident

October 10, 2007 VA · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator POWERED HAULAGE
Vandyke Mining Inc. · Struck against a moving object

Shuttle car operator ran over a piece of bottom rock and ruptured himself. Had out patient surgery.

2006 · 1 incident

June 12, 2006 VA · Coal laborer, blacksmith, bull gang, parts runner, roustabout, pick-up man, pitman HANDTOOLS (NONPOWERED)
Classic Coal Corporation · Struck by... (Not Elsewhere Classified)

Cutting a piece off plastic with a box cutter knife it slipped cut left hand.

2005 · 4 incidents

August 31, 2005 VA · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) OTHER
Classic Coal Corporation · Bodily reaction, (Not Elsewhere Classified)

HE WAS RUNNING ROOF BOLTER HE TURNED AROUND TO GET A ROOF BOLT OFF RIB AND TWISTED HIS KNEE

2004 · 2 incidents

June 29, 2004 VA · Coal FALL OF ROOF OR BACK
Classic Coal Corporation · Accident type, without injuries

WHILE TRAVELING #5 HEADING OF OUR SOUTH MAINS A ROOF FALL MEASURING 600' IN LENGTH; 20' IN WIDTH; APPROXIMATELY 36' HIGH WAS DISCOVERED ON A 7 DAY CHECK. THIS FALL WILL NOT BE CLEANED UP. IT DOES NOT ADVERSLEY AIR COURSES OR TRAVELWAYS.

June 23, 2004 VA · Coal FALL OF ROOF OR BACK
Classic Coal Corporation · Accident type, without injuries

A ROCK FALL LOCATED 60 INBY S.S# 728 MEASURING 120' IN LENGTH & 120'WIDTH WAS DISCOVERED ON OUR WEEKLY EXAM OF WORKED OUT AREAS. THIS FALL WILL NOT BE CLEANED UP. THE FALL WAS DANGERED OFF. THE RETURN AIR COURSE IS NOT AFFECTED BY THE FALL.

1998 · 1 incident

September 9, 1998 VA · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator HANDLING OF MATERIALS
Classic Coal Corporation · Over-exertion in lifting objects

THE INURED PERSON WAS REMOVING A LARGE ROCK FROM HAUL ROAD, CAUSING A STRAIN IN HIS BACK.

1997 · 1 incident

February 14, 1997 VA · Coal continuous miner helper, coal mole helper, bridgeman HANDTOOLS (NONPOWERED)
Classic Coal Corporation · Over-exertion in pulling or pushing objects

THE INJURED PERSON HELPED PUT A SET OF CUTTER DRUMS ON CONT. MINER ON THE REGULAR SHIFT. HE SAID HE HURT HIS BACK TIGHTENING BOLTS WITH A 3/4" RATCHET & BAR.

1996 · 1 incident

1992 · 4 incidents

June 4, 1992 VA · Coal continuous miner helper, coal mole helper, bridgeman HANDTOOLS (NONPOWERED)
Classic Coal Corporation · Struck by... (Not Elsewhere Classified)

HE WAS HELPING THE MECHANIC REPAIR THE CONVEYOR CHAIN ON THE MINER MECHANIC ACCIDENTLY HIT VICTIMS FINGER WITH A HAMMER

March 5, 1992 VA · Coal laborer, bull gang, parts runner, roustabout, roof trimmer/scaler HANDTOOLS (NONPOWERED)
Classic Coal Corporation · Struck by... (Not Elsewhere Classified)

USING HAMMER TO DRIVE A WHEEL ON EASY GO GOLF CART,HIT THE RIM.PIECE OF METAL WENT INTO FIRST FINGER LEFT HAND.WORKED 6TH & 7TH OF MARCH. FINGER GOT INFECTED.WENT TO CLINIC 3-9-92.

February 19, 1992 VA · Coal FALL OF ROOF OR BACK
Classic Coal Corporation · Accident type, without injuries

ROOF FALL IN #6 ENTRY 2ND X-CUT INBY SPAD 743. ROOF FALL 20' X 20' X 3'DEEP. CLEAN UP PLAN POSTED AND FALL CLEANED UP.

1991 · 2 incidents

July 30, 1991 VA · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator POWERED HAULAGE
Classic Coal Corporation · Struck by flying object

A SMALL PIECE OF COAL BLEW OUT OF CAR AND WENT IN HIS EYE.

July 19, 1991 VA · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) MACHINERY
Classic Coal Corporation · Struck by falling object

WHILE PINNING IN #4 BUCK HE LET HEAD DOWN ON KNEE.

1989 · 2 incidents

March 11, 1989 VA · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator HANDTOOLS (NONPOWERED)
Classic Coal Corporation · Struck against stationary object

HE WAS DIGGING UP BOTTOM WITH A SLATE BAR AND HIT HIS FINGER AGAINST A ROOF BOLT PLATE HE CUT HIS FINGER

1988 · 1 incident

1987 · 1 incident

November 2, 1987 VA · Coal driller operator MACHINERY
Classic Coal Corporation · Struck by... (Not Elsewhere Classified)

SOMEONE LEFT WI9E IN TOP CAUSING IT TO STICK IN THE INJURED PERSONS EYE

1986 · 1 incident

March 29, 1986 VA · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) MACHINERY
Industrial Coal Corp · Struck by... (Not Elsewhere Classified)

TOP SECTION OF 1INNER STEEL FELL OUT OF TOP AND HIT HAND ON PINNER HEAD BROKE LITTLE FINGER ON LEFT HAND.

1985 · 1 incident

October 4, 1985 VA · Coal beltman, conveyor man, conveyor belt worker, mobile bridge carrierman, feeder operator, conveyor rider HANDLING OF MATERIALS
Industrial Coal Corp · Struck against stationary object

EMPLOYEE BUMPED3KNEE ON BELT TAIL.