Mining Incidents

No. 4: 265 MSHA citations Coal

Controlled by Ronald G Goff
Kite, Knott County, KY  ·  Abandoned and Sealed
MSHA Mine ID: 1518138

No. 4 has $32K in proposed MSHA penalties and $17K outstanding across 5 contested dockets, plus health sampling and the full incident record.

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Fatalities
0
Total incidents
20
Years on record
2000–2003
Latest incident
May 2003
Compliance record
MSHA citations since 2000
265
citations
98
significant & substantial
$32,092
proposed penalties
$14,554
paid to date
45% of proposed penalties paid to date, a $17,538 gap.
Source: MSHA violations data, updated weekly.
Inspection activity
MSHA inspections since 2000
75
inspections on record
3,206
inspection hours
8.3
citations per 100 inspection hours
This rate is recorded citations divided by MSHA inspection hours, per 100 hours. It reflects inspection effort, not mine size or production.
265 citations across 3,206 inspection hours.
Source: MSHA inspections data, updated weekly.

No. 4 has $32K in proposed MSHA penalties and $17K outstanding across 5 contested dockets.

Penalty disposition
Differences between proposed and paid penalties reflect both settlements and conference reductions and amounts still owed. Outstanding is the balance currently owed.
$32K
proposed penalties
$32K
current assessed
$15K
paid to date
$17K
outstanding
257 assessments are final orders; 5 contested dockets.
Of $3K in penalties contested before the Commission, $3K was upheld in final decisions.
As of the most recent assessment on 2004-06-24.
Source: MSHA assessed-violations and conference/litigation data, updated weekly.
Violation severity profile
Shares are computed over citations that carry the MSHA gravity and negligence coding; a small share of records are uncoded.
37.8%
significant & substantial
3.5%
high negligence or reckless
38.0%
reasonably likely or greater
8.9%
permanently disabling or fatal if injury occurs
Negligence coding: 0.0% none, 1.6% low, 95.0% moderate, 3.1% high, 0.4% reckless.
Source: MSHA violations gravity and negligence coding, updated weekly.
Contested penalties
A reduction or dismissal at the Commission is a lawful outcome of contesting a proposed penalty. Figures are the proposed amount and the amount upheld in the docket's decision.
Largest penalties this mine contested before the Federal Mine Safety and Health Review Commission, with the outcome on record.
Docket Decision Judge Year Proposed / upheld
KENT20030141 Settlement Zielinski 2003 $2K → $2K
KENT20030140 Settlement Zielinski 2003 $590 → $590
KENT20020269 Settlement Feldman 2002 $355 → $259
KENT20030134 Settlement Barbour 2003 $161 → $55
KENT20020134 Default Barbour 2002 $140 → $140
Source: FMSHRC civil penalty dockets and decisions (public record), updated weekly.

MSHA sampling at No. 4 shows 93% of 304 respirable coal dust samples met the 1.5 mg/m3 standard.

Health sampling
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.

Respirable coal dust
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.

Last sampled: 2004-06-22, 22 years ago
93%
within 1.5 mg/m3
304
samples
5.09
dust max (mg/m3)
180 samples taken by MSHA inspectors, 124 by the operator.
Most-sampled occupations
  • CONTINUOUS MINER OPERATOR116
  • SHUTTLE CAR OPERATOR (STANDARD SIDE)29
  • ROOF BOLTER (TWIN HEAD) (INTAKE SIDE)18

Silica (quartz)

Last sampled: 2004-06-03, 22 years ago
7.3
silica avg (%)
25
samples
25.7
silica max (%)
Most-sampled occupations
  • CONTINUOUS MINER OPERATOR12

Noise
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.

Last sampled: 2003-03-04, 23 years ago
0%
over PEL
23
samples
Most-sampled occupations
  • SHUTTLE CAR OPERATOR (STANDARD SIDE)5
  • CONTINUOUS MINER OPERATOR4
  • ROOF BOLTER (TWIN HEAD) (INTAKE SIDE)2
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Health sampling trend
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.
Respirable coal dust by year
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.
Year within 1.5 mg/m3 samples
2004 100% 29
2003 100% 17
2002 90% 89
2001 90% 80
2000 96% 89
Silica (quartz) by year
Year silica avg (%) samples
2004 17.1 2
2003 7.8 2
2002 6.0 8
2001 4.5 6
2000 8.1 7
Noise by year
Year over PEL samples
2003 0% 6
2001 0% 5
2000 0% 12
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.

No. 4 recorded 10.59 reportable injury cases per 100 full-time workers in 2002.

Injury rate, 2002
This rate is reportable injury cases per 100 full-time-equivalent workers per year, computed as 200,000 times cases divided by MSHA operator-reported employee-hours. Cases are injuries MSHA graded degree 01 through 07; accident-only events that hurt no one are excluded, and so are contractor injuries, whose hours do not attach to a single mine. Rates begin in 2000, when quarterly employment reporting starts, and are withheld below 20,000 hours in a year.
10.59
total case rate
7.94
days-away rate
0.000
fatality rate
Above average. The US coal mining average was 6.89 and the all-US-mining average was 5.05 cases per 100 workers.
In Kentucky, coal mining averaged 8.22 cases per 100 workers that year.
Under 100,000 employee-hours were reported that year, so a single case moves the rate by two or more. Read the figure as approximate.
Year total case rate days-away fatal
2002 * 10.59 7.94 0.000
2001 * 24.31 24.31 0.000
2000 * 22.05 17.64 0.000
* Fewer than 100,000 employee-hours that year; the rate is less stable.
Source: injury cases from MSHA accident and injury records; employee-hours from MSHA quarterly employment reports. Rate is cases per 100 full-time-equivalent workers, operator employees only.
Ownership history
  1. King Brothers Coal Inc 1999 to 1999
  2. Grace Mining Inc 1999 to 2001
  3. American Mining & Manufacturing Corp 2001 to 2003
  4. Coal Services LLC 2003 to 2004
  5. Rama Development Company Inc. 2004 to present
Source: MSHA controller and operator history, updated weekly.
Workforce and production
Coal production is reported quarterly and lags the current period; the most recent quarters may be incomplete.
Year Employees Coal produced (tons)
2004 12 34,203
2003 27 96,531
2002 39 217,522
2001 28 154,859
2000 37 157,756
Source: MSHA quarterly employment and production, updated weekly.

No. 4 sits in Knott County, Kentucky, where the Census mining category is 2.8% of county employment.

Local economic context
County figures come from the US Census Bureau's American Community Survey, 5-year pooled estimates, so the 2023 vintage covers 2019 through 2023. The Census category is 'mining, quarrying, and oil and gas extraction', which is broader than MSHA jurisdiction and includes oil and gas workers no mine employs. These figures describe the surrounding county, not this mine, and are not a factor in any specific incident.
Knott County, Kentucky · Population 14,046
2.8%
Mining share of county employment
$37,736
Median household income
Source: US Census Bureau, American Community Survey 2023 5-year estimates.
Quarterly safety rates
Citations per million reported employee-hours. Rates begin in 2000, when MSHA's quarterly employment data starts; earlier incidents are counted but cannot be rate-adjusted. Quarters under 100,000 reported hours are greyed: too few hours for a stable rate.
Citations per million employee-hours, as reported to MSHA
Quarter Hours worked Citations S&S Per 1M hrs
2004 Q3 0 0 0
2004 Q2 8,838 14 5 1584.1
2004 Q1 4,169 6 3 1439.2
2003 Q3 1,253 14 9 11173.2
2003 Q2 16,764 1 1 59.7
2003 Q1 18,495 32 12 1730.2
2002 Q4 21,137 19 8 898.9
2002 Q3 18,117 25 8 1379.9
Show 10 earlier quarters
Quarter Hours worked Citations S&S Per 1M hrs
2002 Q2 19,274 10 2 518.8
2002 Q1 17,050 8 1 469.2
2001 Q4 16,170 17 3 1051.3
2001 Q3 6,902 13 5 1883.5
2001 Q2 11,970 9 5 751.9
2001 Q1 14,317 4 0 279.4
2000 Q4 13,250 24 6 1811.3
2000 Q3 11,944 14 4 1172.1
2000 Q2 11,043 4 1 362.2
2000 Q1 9,116 2 1 219.4
No fatalities recorded at this mine.

Reportable incidents

20 on file

2003 · 2 incidents

2002 · 5 incidents

September 12, 2002 KY · Coal electrician, lineman POWERED HAULAGE
American Mining & Manufacturing Corp · Struck against a moving object

WHILE OPERATING A MANTRIP EE SAID HE HIT A ROCK WITH THE FRONT WHEELS CAUSING THE STEERING WHEEL TO TURN VERY FAST AND STRIKING HIS RIGHT HAND. WHEN HE LOST CONTROL OF THE MANTRIP AND IT RAN I NTO THE RIB.

April 12, 2002 KY · Coal electrician, lineman SLIP OR FALL OF PERSON
American Mining & Manufacturing Corp · Fall onto or against objects

WHILE WALKING TO THE BOOSTER PUMP EE TRIPPED ON A WATER LINE & FELL OVER ONTO THE BOOSTER PUMP STRIKING IT WITH HIS RIGHT ELBOW & LOWER ARM RESULTING IN PULLING THE MUSCLES IN HIS RIGHT SHOULD ER.

January 19, 2002 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) POWERED HAULAGE
American Mining & Manufacturing Corp · Struck against stationary object

WHILE RIDING A MANTRIP ACROSS SECTION AT END OF SHIFT THE INJURED PERSON HIT HIS HEAD ON THE TOP. REPORTED ACCIDENT TO SUPERINTENDENT BUT REFUSED ANY MEDICAL ASSISTANCE. HE WORKED ALL SCHEDULE D SHIFTS THRU 1/28/02 W/O COMPLAINT. HE HAS BEENABSENT FROM WORK SINCE 1/29/02 BUT HAD NOT NOTIFIED SUPERVISOR THIS WAS DUE TO ACCIDENT UNTIL 2/6/02 (YESTERDAY).

January 18, 2002 KY · Coal mine manager, mine foreman, mine owner SLIP OR FALL OF PERSON
American Mining & Manufacturing Corp · Fall onto or against objects

SLIPPED ON BELT STRUCTURE DUE TO SNOW & ICE WHILE TRYING TO PRY ROCK AWAY FROM BELT. TWISTEDLOW BACK AND HIT BACK AGAINST SAFETY RAILING. MINER HAS PAIN IN LOW BACK & EXTENDS INTO THIGHS

2001 · 6 incidents

November 13, 2001 KY · Coal continuous miner helper, coal mole helper, bridgeman HANDLING OF MATERIALS
American Mining & Manufacturing Corp · Over-exertion in lifting objects

WHILE DROPPING THE MINER CABLE IN THE #6 ENTRY THE INJURED PERSON FELT A SHARP PAIN IN THE LOWER BACK. HE CONTINUED TRYING TO WORK BUT THE PAINCONTINUED TO INCREASE. SCOOP OPERATOR TRANSFERRE D HIM OUTSIDE ON THE SECTION MANTRIP.

September 19, 2001 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) MACHINERY
American Mining & Manufacturing Corp · Struck by falling object

EMPLOYEE WAS BOLTING TOP, ROCK FELL AND HIT HIM ON HARD HAT AND LEFT HAND AND BROKE FINGER.

June 11, 2001 KY · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator POWERED HAULAGE
Grace Mining Inc · Struck against a moving object

EMPLOYEE WAS OPERATING DRIVE CAR AND HIT A HOLE, BOUNCED AND HURT HIS HIP.

April 11, 2001 KY · Coal beltman, conveyor man, conveyor belt worker, mobile bridge carrierman, feeder operator, conveyor rider FALL OF ROOF OR BACK
Grace Mining Inc · Struck by falling object

ROCK FELL FROM TOP, HIT EE ON HEAD AND BACK OF NECK.

March 22, 2001 KY · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator POWERED HAULAGE
Grace Mining Inc · Struck against a moving object

EE WAS RUNNING SHUTTLE CAR, RAN OVER ROCK, HE WAS THROWN UP TO TOP OF CANOPY, PINNED HIS NECK DOWNWARD AND HURT HIS BACK.

January 12, 2001 KY · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator HANDLING OF MATERIALS
Grace Mining Inc · Over-exertion in lifting objects

EE WAS LIFTING BELTS STRUCTURE AND HURT LOWER BACK.

2000 · 7 incidents

November 20, 2000 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) MACHINERY
Grace Mining Inc · Struck by... (Not Elsewhere Classified)

EE WAS BOLTING OP THE STEEL BENT HE WAS BENDING WITH IS & HIT HIS ARM

July 24, 2000 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) FALL OF ROOF OR BACK
Grace Mining Inc · Struck by falling object

EMPLOYEE WAS CLEANING DUST BOX. A ROCK FELL BETWEEN BOLTS AND HIT HIM IN THE BACK.

June 26, 2000 KY · Coal miner, nec MACHINERY
Grace Mining Inc · Struck by falling object

EMPLOYEE WAS SETTING ROOF BOLTS; ROCK BROKE AND FELL, HITTING HIS RIGHT HAND.

May 30, 2000 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) MACHINERY
Grace Mining Inc · Struck by falling object

DROPPED PINNER HEAD ON FOOT (LEFT) SAID HIS TOES WERE NUMB. SENT FOR X-RAYS.

May 10, 2000 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) MACHINERY
Grace Mining Inc · Struck by flying object

WRENCH FLEW FROM PINNER HEAD AND HIT HIS KNEE.

April 28, 2000 KY · Coal POWERED HAULAGE
Grace Mining Inc · Accident type, without injuries

DRIVER SAID COAL TRUCK KICKED OUT OF GEAR AND HE LOST CONTROL OF COAL TRUCK. DRIVER REFUSED THE USE OF AMBULANCE AND SAID HE WAS NOT HURT.

January 10, 2000 KY · Coal FALL OF ROOF OR BACK
Grace Mining Inc · Accident type, without injuries

FOUND FALL IN #1 #2 INTERSECTION 4 BREAKS INSIDE ON HE SHIFT MONDAY MORNING 140 FT OUTBY FACE.