Mining Incidents

S-14 Trace Fork: 263 MSHA citations Coal

Controlled by Jeffery A Hoops
Vicco, Knott County, KY  ·  Abandoned
MSHA Mine ID: 1519437

S-14 Trace Fork has $161K in proposed MSHA penalties and $34K outstanding across 16 contested dockets, plus health sampling and the full incident record.

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Fatalities
0
Total incidents
12
Years on record
2009–2015
Latest incident
Aug 2015
Compliance record
MSHA citations since 2009
263
citations
94
significant & substantial
$161,465
proposed penalties
$113,341
paid to date
70% of proposed penalties paid to date, a $48,124 gap.
Source: MSHA violations data, updated weekly.
Inspection activity
MSHA inspections since 2009
30
inspections on record
1,738
inspection hours
15.1
citations per 100 inspection hours
This rate is recorded citations divided by MSHA inspection hours, per 100 hours. It reflects inspection effort, not mine size or production.
263 citations across 1,738 inspection hours.
Source: MSHA inspections data, updated weekly.

S-14 Trace Fork has $161K in proposed MSHA penalties and $34K outstanding across 16 contested dockets.

Penalty disposition
Differences between proposed and paid penalties reflect both settlements and conference reductions and amounts still owed. Outstanding is the balance currently owed.
$161K
proposed penalties
$147K
current assessed
$113K
paid to date
$34K
outstanding
260 assessments are final orders; 16 contested dockets.
Of $79K in penalties contested before the Commission, $65K was upheld in final decisions.
As of the most recent assessment on 2016-05-10.
Source: MSHA assessed-violations and conference/litigation data, updated weekly.
Violation severity profile
Shares are computed over citations that carry the MSHA gravity and negligence coding; a small share of records are uncoded.
36.2%
significant & substantial
3.8%
high negligence or reckless
36.2%
reasonably likely or greater
6.2%
permanently disabling or fatal if injury occurs
Negligence coding: 0.0% none, 6.2% low, 90.0% moderate, 3.8% high, 0.0% reckless.
Source: MSHA violations gravity and negligence coding, updated weekly.
When citations were contested
Contesting a citation before the Federal Mine Safety and Health Review Commission is a lawful right. These figures state the public outcomes of that process, from MSHA's Contested Violations file.
67 citations taken to the federal commission · 25% of citations on record
  • Settled 48 · 72%
  • Stood as issued 19 · 28%
81%
S&S designation survived the contest
Counts a Significant & Substantial citation as surviving when a settlement or judge's decision kept the designation, or the contest was dismissed or defaulted so the citation stands as issued. Vacated and withdrawn citations, and settlements that removed the designation, count against.
of 27 decided S&S contests · industry: 79%
18%
Penalty reduction in decided contests
$79K proposed, $65K after decisions · industry: 39%
Source: MSHA Contested Violations file (public record), updated weekly. A dismissed or defaulted contest leaves the citation standing as issued; a vacated or withdrawn citation is removed from the violation record. Latest contest filed 2016-09-14.
Contested penalties
A reduction or dismissal at the Commission is a lawful outcome of contesting a proposed penalty. Figures are the proposed amount and the amount upheld in the docket's decision.
Largest penalties this mine contested before the Federal Mine Safety and Health Review Commission, with the outcome on record.
Docket Decision Judge Year Proposed / upheld
KENT 2010-1200 Default Lesnick 2011 $31K → $31K
KENT 2010-1299 Settlement Bulluck 2014 $8K → $5K
KENT 2015-0316 Settlement Simonton 2015 $7K → $4K
KENT 2011-487 Settlement Bulluck 2014 $5K → $3K
KENT 2016-0338 Settlement Feldman 2016 $5K → $3K
KENT 2016-0310 Default 2018 $4K → $4K
Source: FMSHRC civil penalty dockets and decisions (public record), updated weekly.

MSHA sampling at S-14 Trace Fork shows 100% of 112 respirable coal dust samples met the 1.5 mg/m3 standard.

Health sampling
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.

Respirable coal dust
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.

Last sampled: 2016-05-27, 10 years ago
100%
within 1.5 mg/m3
112
samples
1.11
dust max (mg/m3)
0
over MSHA ECV
The excessive concentration value (ECV) is MSHA's own per-sample enforcement threshold, which builds in measurement uncertainty; a sample over its ECV can trigger a citation. The count covers only samples MSHA assigned an ECV.
67 samples taken by MSHA inspectors, 45 by the operator.
Most-sampled occupations
  • BULLDOZER OPERATOR50
  • HIGHLIFT OPERATOR/FRONT END LOADER21
  • HIGHWALL DRILL OPERATOR21

Silica (quartz)

Last sampled: 2016-04-13, 10 years ago
19.9
silica avg (%)
5
samples
33.2
silica max (%)
Most-sampled occupations
  • BULLDOZER OPERATOR3
  • BACKHOE OPERATOR1
  • HIGHLIFT OPERATOR/FRONT END LOADER1

Noise
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.

Last sampled: 2016-04-06, 10 years ago
0%
over PEL
43
samples
Most-sampled occupations
  • BULLDOZER OPERATOR12
  • HIGHLIFT OPERATOR/FRONT END LOADER9
  • REFUSE TRUCK DRIVER/BACKFILL TRUCK DRIVE8
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Health sampling trend
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.
Respirable coal dust by year
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.
Year within 1.5 mg/m3 samples
2016 100% 16
2015 100% 26
2014 100% 3
2013 100% 7
2012 100% 4
2011 100% 24
2010 100% 22
2009 100% 10
Silica (quartz) by year
Year silica avg (%) samples
2016 11.1 1
2012 33.2 1
2010 12.8 1
2009 21.1 2
Noise by year
Year over PEL samples
2016 0% 13
2015 0% 10
2012 0% 5
2011 0% 5
2010 0% 5
2009 0% 5
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.

S-14 Trace Fork recorded 4.63 reportable injury cases per 100 full-time workers in 2015.

Injury rate, 2015
This rate is reportable injury cases per 100 full-time-equivalent workers per year, computed as 200,000 times cases divided by MSHA operator-reported employee-hours. Cases are injuries MSHA graded degree 01 through 07; accident-only events that hurt no one are excluded, and so are contractor injuries, whose hours do not attach to a single mine. Rates begin in 2000, when quarterly employment reporting starts, and are withheld below 20,000 hours in a year.
4.63
total case rate
2.31
days-away rate
0.000
fatality rate
Above average. The US coal mining average was 3.76 and the all-US-mining average was 2.72 cases per 100 workers.
In Kentucky, coal mining averaged 4.56 cases per 100 workers that year.
Under 100,000 employee-hours were reported that year, so a single case moves the rate by two or more. Read the figure as approximate.
Year total case rate days-away fatal
2015 * 4.63 2.31 0.000
2010 4.14 1.38 0.000
* Fewer than 100,000 employee-hours that year; the rate is less stable.
Source: injury cases from MSHA accident and injury records; employee-hours from MSHA quarterly employment reports. Rate is cases per 100 full-time-equivalent workers, operator employees only.
Ownership history
  1. CDR Operations Inc 2009 to 2012
  2. Revelation Energy, LLC 2012 to present
Source: MSHA controller and operator history, updated weekly.
Workforce and production
Coal production is reported quarterly and lags the current period; the most recent quarters may be incomplete.
Year Employees Coal produced (tons)
2016 11 194,423
2015 30 474,661
2014 12 81,212
2013 27 135,519
2012 1
2011 73 217,492
2010 61 404,535
2009 39 57,255
Source: MSHA quarterly employment and production, updated weekly.

S-14 Trace Fork sits in Knott County, Kentucky, where the Census mining category is 2.8% of county employment.

Local economic context
County figures come from the US Census Bureau's American Community Survey, 5-year pooled estimates, so the 2023 vintage covers 2019 through 2023. The Census category is 'mining, quarrying, and oil and gas extraction', which is broader than MSHA jurisdiction and includes oil and gas workers no mine employs. These figures describe the surrounding county, not this mine, and are not a factor in any specific incident.
Knott County, Kentucky · Population 14,046
2.8%
Mining share of county employment
$37,736
Median household income
Source: US Census Bureau, American Community Survey 2023 5-year estimates.
Quarterly safety rates
Citations per million reported employee-hours. Rates begin in 2000, when MSHA's quarterly employment data starts; earlier incidents are counted but cannot be rate-adjusted. Quarters under 100,000 reported hours are greyed: too few hours for a stable rate.
Citations per million employee-hours, as reported to MSHA
Quarter Hours worked Citations S&S Per 1M hrs
2016 Q3 1,071 0 0 0.0
2016 Q2 6,111 8 4 1309.1
2016 Q1 14,718 21 11 1426.8
2015 Q4 16,339 4 1 244.8
2015 Q3 20,157 3 0 148.8
2015 Q2 23,806 3 1 126.0
2015 Q1 26,154 10 1 382.4
2014 Q4 24,345 9 2 369.7
Show 14 earlier quarters
Quarter Hours worked Citations S&S Per 1M hrs
2014 Q3 0 0 0
2014 Q1 0 0 0
2013 Q4 7,820 4 0 511.5
2013 Q3 23,423 16 5 683.1
2013 Q2 1,999 0 0 0.0
2012 Q1 10 19 3 1900000.0
2011 Q3 42,361 31 11 731.8
2011 Q2 42,633 0 0 0.0
2011 Q1 33,688 2 1 59.4
2010 Q4 41,030 18 11 438.7
2010 Q3 38,303 4 3 104.4
2010 Q2 35,786 10 8 279.4
2010 Q1 29,914 14 10 468.0
2009 Q4 22,118 16 1 723.4
No fatalities recorded at this mine.

Reportable incidents

12 on file

2015 · 2 incidents

August 1, 2015 KY · Coal maintenance man, mechanic, repair/serviceman, boilermaker, fueler, tire tech, field service tech MACHINERY
Revelation Energy, LLC · Struck by falling object

EE was working on a bulldozer which required him to remove the hood. While lifting the hood off it flipped up on one end and the chain came loose allowing the hood to fall pinning ee hand.

May 26, 2015 KY · Coal electrician, lineman SLIP OR FALL OF PERSON
Revelation Energy, LLC · Fall onto or against objects

Employee slipped and fell while on main frame of HWM causing him to hit his face on the vertical swing jack. Result of injury was a nasal fracture and employee returned to work on 05/28/15 to full duty with no further follow-up appointments necessary.

2012 · 1 incident

January 11, 2012 KY · Coal laborer, blacksmith, bull gang, parts runner, roustabout, pick-up man, pitman HANDLING OF MATERIALS
CDR Operations Inc · Over-exertion in lifting objects

Was picking up 1100 X 25 truck tires to put on flat bed truck. While lifting one tire, strained back.

2011 · 3 incidents

June 29, 2011 KY · Coal welder (shop) OTHER
CDR Operations Inc · Struck by flying object

Employee was working on dozer belly pan when wind blew 2 very small pieces of metal in right eye. Employee was wearing safety glasses at time. The eye was washed out at 1st aid station and ee went back to work however the next morning his eye was still irritated. He went to ER where material was removed and he was allowed to come back to work no permanent damage.

April 19, 2011 KY · Coal laborer, blacksmith, bull gang, parts runner, roustabout, pick-up man, pitman HANDLING OF MATERIALS
CDR Operations Inc · Over-exertion in lifting objects

Employee was helping move a 6" water pump to a different pond. Pump was being carried in a loader bucket employee attempted to pull pump out of loader bucket by himself and pulled a mussel in his back (mid back).

February 3, 2011 KY · Coal bulldozer operator, universal operator, heavy equipment operator, operating engineer SLIP OR FALL OF PERSON
CDR Operations Inc · Caught in, under or between (Not Elsewhere Classified)

At 9:10 employee was operating a Caterpillar 10-11-R when a hose blew. When he dismounted dozer he lost his footing and fell. His left leg went between push arm and track causing injury to ankle and leg.

2010 · 4 incidents

November 26, 2010 KY · Coal drill operator SLIP OR FALL OF PERSON
CDR Operations Inc · Over-exertion (Not Elsewhere Classified)

Climbing on drill, foot slipped off step causing left arm to catch his full body weight.

October 1, 2010 KY · Coal maintenance man, mechanic, repair/serviceman, boilermaker, fueler, tire tech, field service tech HANDTOOLS (NONPOWERED)
CDR Operations Inc · Struck by falling object

EE was placing jack under rear-end of truck in order to change rear tire when a rock that was in a clump of mud on the underside of the truck body became dislodged and fell approx. 2 feet and struck the EE in the back of the head. This resulted in a laceration and a knot to his head. Took EE to treatment center where Dr. applied skin glue and then let him RTW.

August 2, 2010 KY · Coal maintenance man, mechanic, repair/serviceman, boilermaker, fueler, tire tech, field service tech HANDTOOLS (NONPOWERED)
CDR Operations Inc · Struck by flying object

EE was working on a 289 rock truck when the accident happened. EE was tightening a large nut with a hammer and a chisel when a small piece of metal came off of the nut and struck the EE in the right cheek.

February 16, 2010 KY · Coal haul/off road/coal/ore/pit/quarry/rock/rubber tire truck driver, transportation truck driver POWERED HAULAGE
CDR Operations Inc · Struck against a moving object

Operator of a 785 cat truck co #0333 was getting loaded in #8 Pit when he said the loader man dropped a rock in bed of truck and caused a jar to the truck driver.

2009 · 2 incidents

November 16, 2009 KY · Coal maintenance man, mechanic, repair/serviceman, boilermaker, fueler, tire tech, field service tech HANDTOOLS (NONPOWERED)
CDR Operations Inc · Struck by flying object

Injured person was striking a drill bit with a hammer, trying to loosen up the cones on bit, when a piece of metal flew off and struck his left wrist. The piece of metal went under skin and had to be removed by a doctor.

October 24, 2009 KY · Coal greaser, grease man, oiler, lube man, dragline oiler HANDTOOLS (NONPOWERED)
CDR Operations Inc · Caught in, under or between a moving and a stationary object

Employee attempting to remove fill plug on final drive on D11R dozer using a 3/4 ratchet. When plug broke loose, finger was caught between ratchet and bolt head on final drive. As a result, finger was mashed and cut.