No 1: 28 MSHA citations
Coal
No 1 has $8K in proposed MSHA penalties and $0 outstanding across 1 contested dockets, plus health sampling and the full incident record.
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- Fatalities
- 0
- Total incidents
- 2
- Years on record
- 2011
- Latest incident
- Oct 2011
Compliance record
MSHA citations since 2011
8
significant & substantial
$7,993
proposed penalties
79% of proposed penalties paid to date, a $1,654 gap.
Source: MSHA violations data, updated weekly.
Inspection activity
MSHA inspections since 2011
n/a
citations per 100 inspection hours
ⓘ
This rate is recorded citations divided by MSHA inspection hours, per 100 hours. It reflects inspection effort, not mine size or production.
Rate withheld: 326 inspection hours is too few for a stable rate. A minimum of 1,000 inspection hours is required.
Source: MSHA inspections data, updated weekly.
No 1 has $8K in proposed MSHA penalties and $0 outstanding across 1 contested dockets.
Penalty disposition
ⓘ
Differences between proposed and paid penalties reflect both settlements and conference reductions and amounts still owed. Outstanding is the balance currently owed.
25 assessments are final orders; 1 contested dockets.
Of $6K in penalties contested before the Commission, $4K was upheld in final decisions.
As of the most recent assessment on 2011-12-14.
Source: MSHA assessed-violations and conference/litigation data, updated weekly.
Violation severity profile
ⓘ
Shares are computed over citations that carry the MSHA gravity and negligence coding; a small share of records are uncoded.
32.0%
significant & substantial
12.0%
high negligence or reckless
32.0%
reasonably likely or greater
8.0%
permanently disabling or fatal if injury occurs
Negligence coding: 4.0% none, 8.0% low, 76.0% moderate, 12.0% high, 0.0% reckless.
Source: MSHA violations gravity and negligence coding, updated weekly.
When citations were contested
ⓘ
Contesting a citation before the Federal Mine Safety and Health Review Commission is a lawful right. These figures state the public outcomes of that process, from MSHA's Contested Violations file.
2
citations taken to the federal commission · 7% of citations on record
100%
S&S designation survived the contest
ⓘ
Counts a Significant & Substantial citation as surviving when a settlement or judge's decision kept the designation, or the contest was dismissed or defaulted so the citation stands as issued. Vacated and withdrawn citations, and settlements that removed the designation, count against.
of 2 decided S&S contests · industry: 79%
29%
Penalty reduction in decided contests
$6K proposed, $4K after decisions · industry: 39%
Source: MSHA Contested Violations file (public record), updated weekly. A dismissed or defaulted contest leaves the citation standing as issued; a vacated or withdrawn citation is removed from the violation record. Latest contest filed 2011-12-14.
Contested penalties
ⓘ
A reduction or dismissal at the Commission is a lawful outcome of contesting a proposed penalty. Figures are the proposed amount and the amount upheld in the docket's decision.
Largest penalties this mine contested before the Federal Mine Safety and Health Review Commission, with the outcome on record.
| Docket |
Decision |
Judge |
Year |
Proposed / upheld |
| KENT 2012-358 |
Settlement |
Andrews |
2013 |
$6K → $4K |
Source: FMSHRC civil penalty dockets and decisions (public record), updated weekly.
MSHA sampling at No 1 shows 100% of 26 respirable coal dust samples met the 1.5 mg/m3 standard.
Health sampling
ⓘ
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.
Respirable coal dust
ⓘ
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.
Last sampled: 2011-12-12, 14 years ago
14 samples taken by MSHA inspectors, 12 by the operator.
Most-sampled occupations
- CUTTING MACHINE OPERATOR12
- ROOF BOLTER (SINGLE HEAD)4
- COAL DRILL OPERATOR2
Noise
ⓘ
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.
Last sampled: 2011-10-24, 14 years ago
Most-sampled occupations
- SCOOP CAR OPERATOR2
- COAL DRILL OPERATOR1
- CUTTING MACHINE OPERATOR1
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Workforce and production
ⓘ
Coal production is reported quarterly and lags the current period; the most recent quarters may be incomplete.
| Year |
Employees |
Coal produced (tons) |
| 2011 |
8 |
29,758 |
Source: MSHA quarterly employment and production, updated weekly.
No 1 sits in Pike County, Kentucky, where the Census mining category is 5.1% of county employment.
Local economic context
ⓘ
County figures come from the US Census Bureau's American Community Survey, 5-year pooled estimates, so the 2023 vintage covers 2019 through 2023. The Census category is 'mining, quarrying, and oil and gas extraction', which is broader than MSHA jurisdiction and includes oil and gas workers no mine employs. These figures describe the surrounding county, not this mine, and are not a factor in any specific incident.
Pike County, Kentucky · Population 57,466
5.1%
Mining share of county employment
$42,179
Median household income
Source: US Census Bureau, American Community Survey 2023 5-year estimates.
Quarterly safety rates
ⓘ
Citations per million reported employee-hours. Rates begin in 2000, when MSHA's quarterly employment data starts; earlier incidents are counted but cannot be rate-adjusted. Quarters under 100,000 reported hours are greyed: too few hours for a stable rate.
Citations per million employee-hours, as reported to MSHA
| Quarter |
Hours worked |
Citations |
S&S |
Per 1M hrs |
| 2011 Q4 |
6,977 |
14 |
5 |
2006.6 |
| 2011 Q3 |
5,309 |
11 |
1 |
2072.0 |
| 2011 Q2 |
962 |
0 |
0 |
0.0 |
No fatalities recorded at this mine.
Reportable incidents
2 on file
2011 · 2 incidents
October 18, 2011
KY · Coal
section foreman, bullgang foreman, labor foreman, leadman, shift boss
HANDLING OF MATERIALS
D & D Mining Inc · Over-exertion in lifting objects
Employee stated he was lifting pump, twisted to load onto buggy and felt sharp pain in right leg.
D & D Mining Inc · Accident type, without injuries
The A5 entry when shot, went into a hollow fill from a strip mine. The pit was not shown on mine map.