Mining Incidents

No 3: 171 MSHA citations Coal

A & M Coal Co Inc · Underground
Pathfork, Harlan County, KY  ·  Abandoned
MSHA Mine ID: 1519043

No 3 has $69K in proposed MSHA penalties and $2K outstanding across 5 contested dockets, plus health sampling and the full incident record.

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Fatalities
0
Total incidents
5
Years on record
2007
Latest incident
Jun 2007
Compliance record
MSHA citations since 2006
171
citations
46
significant & substantial
$69,433
proposed penalties
$51,935
paid to date
75% of proposed penalties paid to date, a $17,498 gap.
Source: MSHA violations data, updated weekly.
Inspection activity
MSHA inspections since 2006
16
inspections on record
1,279
inspection hours
13.4
citations per 100 inspection hours
This rate is recorded citations divided by MSHA inspection hours, per 100 hours. It reflects inspection effort, not mine size or production.
171 citations across 1,279 inspection hours.
Source: MSHA inspections data, updated weekly.

No 3 has $69K in proposed MSHA penalties and $2K outstanding across 5 contested dockets.

Penalty disposition
Differences between proposed and paid penalties reflect both settlements and conference reductions and amounts still owed. Outstanding is the balance currently owed.
$69K
proposed penalties
$54K
current assessed
$52K
paid to date
$2K
outstanding
167 assessments are final orders; 5 contested dockets.
Of $36K in penalties contested before the Commission, $20K was upheld in final decisions.
As of the most recent assessment on 2009-05-04.
Source: MSHA assessed-violations and conference/litigation data, updated weekly.
Violation severity profile
Shares are computed over citations that carry the MSHA gravity and negligence coding; a small share of records are uncoded.
27.5%
significant & substantial
1.2%
high negligence or reckless
27.5%
reasonably likely or greater
4.2%
permanently disabling or fatal if injury occurs
Negligence coding: 0.0% none, 0.6% low, 98.2% moderate, 1.2% high, 0.0% reckless.
Source: MSHA violations gravity and negligence coding, updated weekly.
When citations were contested
Contesting a citation before the Federal Mine Safety and Health Review Commission is a lawful right. These figures state the public outcomes of that process, from MSHA's Contested Violations file.
27 citations taken to the federal commission · 16% of citations on record
  • Settled 27 · 100%
89%
S&S designation survived the contest
Counts a Significant & Substantial citation as surviving when a settlement or judge's decision kept the designation, or the contest was dismissed or defaulted so the citation stands as issued. Vacated and withdrawn citations, and settlements that removed the designation, count against.
of 18 decided S&S contests · industry: 79%
44%
Penalty reduction in decided contests
$36K proposed, $20K after decisions · industry: 39%
Source: MSHA Contested Violations file (public record), updated weekly. A dismissed or defaulted contest leaves the citation standing as issued; a vacated or withdrawn citation is removed from the violation record. Latest contest filed 2009-07-01.
Contested penalties
A reduction or dismissal at the Commission is a lawful outcome of contesting a proposed penalty. Figures are the proposed amount and the amount upheld in the docket's decision.
Largest penalties this mine contested before the Federal Mine Safety and Health Review Commission, with the outcome on record.
Docket Decision Judge Year Proposed / upheld
KENT 2009-962 Settlement Moran 2011 $16K → $7K
KENT 2009-742 Settlement Feldman 2012 $8K → $3K
KENT 2009-1265 Settlement Lesnick 2010 $7K → $6K
KENT 2009-613 Settlement Miller 2009 $4K → $3K
KENT 2009-614 Settlement Miller 2009 $243 → $243
Source: FMSHRC civil penalty dockets and decisions (public record), updated weekly.

MSHA sampling at No 3 shows 95% of 134 respirable coal dust samples met the 1.5 mg/m3 standard.

Health sampling
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.

Respirable coal dust
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.

Last sampled: 2009-04-27, 17 years ago
95%
within 1.5 mg/m3
134
samples
3.51
dust max (mg/m3)
73 samples taken by MSHA inspectors, 61 by the operator.
Most-sampled occupations
  • MOBILE BRIDGE OPERATOR67
  • ROOF BOLTER (SINGLE HEAD)16
  • CONTINUOUS MINER OPERATOR8

Silica (quartz)

Last sampled: 2009-04-01, 17 years ago
5.7
silica avg (%)
10
samples
18.5
silica max (%)
Most-sampled occupations
  • MOBILE BRIDGE OPERATOR7

Noise
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.

Last sampled: 2009-04-27, 17 years ago
15%
over PEL
20
samples
Most-sampled occupations
  • MOBILE BRIDGE OPERATOR7
  • ROOF BOLTER (SINGLE HEAD)6
  • CONTINUOUS MINER OPERATOR4
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Health sampling trend
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.
Respirable coal dust by year
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.
Year within 1.5 mg/m3 samples
2009 96% 27
2008 88% 33
2007 97% 65
2006 100% 9
Silica (quartz) by year
Year silica avg (%) samples
2009 7.9 3
2008 3.5 2
2007 5.2 5
Noise by year
Year over PEL samples
2009 0% 3
2008 25% 4
2007 20% 10
2006 0% 3
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.

No 3 recorded 0.00 reportable injury cases per 100 full-time workers in 2008.

Injury rate, 2008
This rate is reportable injury cases per 100 full-time-equivalent workers per year, computed as 200,000 times cases divided by MSHA operator-reported employee-hours. Cases are injuries MSHA graded degree 01 through 07; accident-only events that hurt no one are excluded, and so are contractor injuries, whose hours do not attach to a single mine. Rates begin in 2000, when quarterly employment reporting starts, and are withheld below 20,000 hours in a year.
0.00
total case rate
0.00
days-away rate
0.000
fatality rate
Below average. The US coal mining average was 4.41 and the all-US-mining average was 3.61 cases per 100 workers.
In Kentucky, coal mining averaged 4.87 cases per 100 workers that year.
Under 100,000 employee-hours were reported that year, so a single case moves the rate by two or more. Read the figure as approximate.
Year total case rate days-away fatal
2008 * 0.00 0.00 0.000
2007 * 33.24 26.59 0.000
* Fewer than 100,000 employee-hours that year; the rate is less stable.
Source: injury cases from MSHA accident and injury records; employee-hours from MSHA quarterly employment reports. Rate is cases per 100 full-time-equivalent workers, operator employees only.
Ownership history
  1. A & M Coal Co Inc 2006 to present
Source: MSHA controller and operator history, updated weekly.
Workforce and production
Coal production is reported quarterly and lags the current period; the most recent quarters may be incomplete.
Year Employees Coal produced (tons)
2009 12 19,679
2008 9 31,049
2007 14 60,589
2006 10 5,176
Source: MSHA quarterly employment and production, updated weekly.

No 3 sits in Harlan County, Kentucky, where the Census mining category is 4.3% of county employment.

Local economic context
County figures come from the US Census Bureau's American Community Survey, 5-year pooled estimates, so the 2023 vintage covers 2019 through 2023. The Census category is 'mining, quarrying, and oil and gas extraction', which is broader than MSHA jurisdiction and includes oil and gas workers no mine employs. These figures describe the surrounding county, not this mine, and are not a factor in any specific incident.
Harlan County, Kentucky · Population 26,185
4.3%
Mining share of county employment
$37,198
Median household income
Source: US Census Bureau, American Community Survey 2023 5-year estimates.
Quarterly safety rates
Citations per million reported employee-hours. Rates begin in 2000, when MSHA's quarterly employment data starts; earlier incidents are counted but cannot be rate-adjusted. Quarters under 100,000 reported hours are greyed: too few hours for a stable rate.
Citations per million employee-hours, as reported to MSHA
Quarter Hours worked Citations S&S Per 1M hrs
2009 Q3 0 0 0
2009 Q2 4,652 15 10 3224.4
2009 Q1 8,536 22 9 2577.3
2008 Q4 6,982 28 4 4010.3
2008 Q3 0 0 0
2008 Q2 5,519 22 4 3986.2
2008 Q1 9,440 15 5 1589.0
2007 Q4 8,017 30 7 3742.0
Show 4 earlier quarters
Quarter Hours worked Citations S&S Per 1M hrs
2007 Q3 6,650 19 5 2857.1
2007 Q2 7,188 12 1 1669.4
2007 Q1 8,232 5 0 607.4
2006 Q4 3,400 2 0 588.2
No fatalities recorded at this mine.

Reportable incidents

5 on file

2007 · 5 incidents

June 29, 2007 KY · Coal bull gang foreman, labor foreman, leadman, section foreman, shift boss POWERED HAULAGE
A & M Coal Co Inc · Struck against a moving object

Employee lost control of personnel carrier causing the employee to run into coal rib and dislocated right shoulder.

June 11, 2007 KY · Coal laborer, blacksmith, bull gang, parts runner, roustabout, pick-up man, pitman POWERED HAULAGE
A & M Coal Co Inc · Struck by powered moving object

While loading scoop with mine supplies, the scoop bucket brushed against left foot.

June 11, 2007 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) FALL OF ROOF OR BACK
A & M Coal Co Inc · Struck by falling object

While pinning the roof, a small piece of rock fell on head and neck.

June 4, 2007 KY · Coal laborer, bull gang, parts runner, roustabout, roof trimmer/scaler FALL OF ROOF OR BACK
A & M Coal Co Inc · Struck by falling object

Pulling loose rock down from roof. Rock fell on middle finger on right hand.

February 15, 2007 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) FALL OF ROOF OR BACK
A & M Coal Co Inc · Struck by falling object

While bolting at face, a section of roof fell striking opertor of machine on wrist area of arm, breaking the lower arm area about the wrist.