WORKING ON A DRILL HURT HIS BACK WHILE LIFTING.
Polly Surface: 160 MSHA citations Coal
Coal Extraction LLC
· Surface
Controlled by
Kenneth L Stacy
Thornton,
Letcher County,
KY
·
Abandoned
MSHA Mine ID: 1518308
Polly Surface has $40K in proposed MSHA penalties and $26K outstanding across 5 contested dockets, plus health sampling and the full incident record.
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- Fatalities
- 0
- Total incidents
- 4
- Years on record
- 2002–2003
- Latest incident
- Sep 2003
Compliance record
MSHA citations since 2001
160
citations
57
significant & substantial
$40,119
proposed penalties
$11,565
paid to date
29% of proposed penalties paid to date, a $28,554 gap.
Source: MSHA violations data, updated weekly.
Inspection activity
MSHA inspections since 2001
36
inspections on record
704
inspection hours
n/a
citations per 100 inspection hours
ⓘ
This rate is recorded citations divided by MSHA inspection hours, per 100 hours. It reflects inspection effort, not mine size or production.Rate withheld: 704 inspection hours is too few for a stable rate. A minimum of 1,000 inspection hours is required.
Source: MSHA inspections data, updated weekly.
Polly Surface has $40K in proposed MSHA penalties and $26K outstanding across 5 contested dockets.
Penalty disposition
ⓘ
Differences between proposed and paid penalties reflect both settlements and conference reductions and amounts still owed. Outstanding is the balance currently owed.$40K
proposed penalties
$38K
current assessed
$12K
paid to date
$26K
outstanding
157 assessments are final orders; 5 contested dockets.
Of $20K in penalties contested before the Commission, $18K was upheld in final decisions.
As of the most recent assessment on 2004-06-14.
Source: MSHA assessed-violations and conference/litigation data, updated weekly.
Violation severity profile
ⓘ
Shares are computed over citations that carry the MSHA gravity and negligence coding; a small share of records are uncoded.36.1%
significant & substantial
0.0%
high negligence or reckless
36.3%
reasonably likely or greater
9.6%
permanently disabling or fatal if injury occurs
Negligence coding: 0.0% none, 3.2% low, 96.8% moderate, 0.0% high, 0.0% reckless.
Source: MSHA violations gravity and negligence coding, updated weekly.
Contested penalties
ⓘ
A reduction or dismissal at the Commission is a lawful outcome of contesting a proposed penalty. Figures are the proposed amount and the amount upheld in the docket's decision.Largest penalties this mine contested before the Federal Mine Safety and Health Review Commission, with the outcome on record.
| Docket | Decision | Judge | Year | Proposed / upheld |
|---|---|---|---|---|
| KENT20030108 | Settlement | Weisberger | 2003 | $12K → $11K |
| KENT20030096 | Settlement | Weisberger | 2003 | $6K → $6K |
| KENT20030109 | Settlement | Barbour | 2003 | $872 → $872 |
| KENT20020076 | Settlement | Barbour | 2002 | $281 → $221 |
| KENT20010290 | Settlement | Barbour | 2001 | $259 → $259 |
Source: FMSHRC civil penalty dockets and decisions (public record), updated weekly.
MSHA sampling at Polly Surface shows 93% of 160 respirable coal dust samples met the 1.5 mg/m3 standard.
Health sampling
ⓘ
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.Respirable coal dust
ⓘ
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.
Last sampled: 2004-07-27, 22 years ago
ⓘ
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.93%
within 1.5 mg/m3
160
samples
2.77
dust max (mg/m3)
55 samples taken by MSHA inspectors, 105 by the operator.
Most-sampled occupations
- HIGHWALL DRILL OPERATOR79
- BULLDOZER OPERATOR53
- HIGHLIFT OPERATOR/FRONT END LOADER12
Silica (quartz)
Last sampled: 2004-02-10, 22 years ago18.0
silica avg (%)
12
samples
30.6
silica max (%)
Most-sampled occupations
- BULLDOZER OPERATOR7
- HIGHWALL DRILL OPERATOR5
Noise
ⓘ
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.
Last sampled: 2003-09-03, 22 years ago
ⓘ
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.23%
over PEL
13
samples
Most-sampled occupations
- HIGHLIFT OPERATOR/FRONT END LOADER5
- BULLDOZER OPERATOR3
- REFUSE TRUCK DRIVER/BACKFILL TRUCK DRIVE3
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Health sampling trend
ⓘ
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.Respirable coal dust by year
ⓘ
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.| Year | within 1.5 mg/m3 | samples |
|---|---|---|
| 2004 | 84% | 31 |
| 2003 | 97% | 32 |
| 2002 | 94% | 52 |
| 2001 | 96% | 45 |
Silica (quartz) by year
| Year | silica avg (%) | samples |
|---|---|---|
| 2004 | 19.4 | 2 |
| 2003 | 20.6 | 4 |
| 2002 | 11.1 | 1 |
| 2001 | 16.8 | 5 |
Noise by year
| Year | over PEL | samples |
|---|---|---|
| 2003 | 0% | 5 |
| 2002 | 50% | 2 |
| 2001 | 33% | 6 |
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Polly Surface recorded 4.78 reportable injury cases per 100 full-time workers in 2003.
Injury rate, 2003
ⓘ
This rate is reportable injury cases per 100 full-time-equivalent workers per year, computed as 200,000 times cases divided by MSHA operator-reported employee-hours. Cases are injuries MSHA graded degree 01 through 07; accident-only events that hurt no one are excluded, and so are contractor injuries, whose hours do not attach to a single mine. Rates begin in 2000, when quarterly employment reporting starts, and are withheld below 20,000 hours in a year.4.78
total case rate
4.78
days-away rate
0.000
fatality rate
Below average. The US coal mining average was 5.87 and the all-US-mining average was 4.43 cases per 100 workers.
In Kentucky, coal mining averaged 6.65 cases per 100 workers that year.
| Year | total case rate | days-away | fatal |
|---|---|---|---|
| 2003 | 4.78 | 4.78 | 0.000 |
| 2002 | 1.30 | 1.30 | 0.000 |
| 2001 | 0.00 | 0.00 | 0.000 |
Source: injury cases from MSHA accident and injury records; employee-hours from MSHA quarterly employment reports. Rate is cases per 100 full-time-equivalent workers, operator employees only.
Ownership history
- Sapphire Mining Inc 2000 to 2004
- Coal Extraction LLC 2004 to present
Source: MSHA controller and operator history, updated weekly.
Workforce and production
ⓘ
Coal production is reported quarterly and lags the current period; the most recent quarters may be incomplete.| Year | Employees | Coal produced (tons) |
|---|---|---|
| 2004 | 23 | 63,629 |
| 2003 | 48 | 230,627 |
| 2002 | 63 | 450,339 |
| 2001 | 54 | 386,569 |
| 2000 | 10 | 9,367 |
Source: MSHA quarterly employment and production, updated weekly.
Polly Surface sits in Letcher County, Kentucky, where the Census mining category is 3.5% of county employment.
Local economic context
ⓘ
County figures come from the US Census Bureau's American Community Survey, 5-year pooled estimates, so the 2023 vintage covers 2019 through 2023. The Census category is 'mining, quarrying, and oil and gas extraction', which is broader than MSHA jurisdiction and includes oil and gas workers no mine employs. These figures describe the surrounding county, not this mine, and are not a factor in any specific incident.Letcher County, Kentucky · Population 21,146
3.5%
Mining share of county employment
$40,501
Median household income
Source: US Census Bureau, American Community Survey 2023 5-year estimates.
Quarterly safety rates
ⓘ
Citations per million reported employee-hours. Rates begin in 2000, when MSHA's quarterly employment data starts; earlier incidents are counted but cannot be rate-adjusted. Quarters under 100,000 reported hours are greyed: too few hours for a stable rate.Citations per million employee-hours, as reported to MSHA
| Quarter | Hours worked | Citations | S&S | Per 1M hrs |
|---|---|---|---|---|
| 2004 Q3 | 9,507 | 0 | 0 | 0.0 |
| 2004 Q2 | 15,812 | 2 | 2 | 126.5 |
| 2004 Q1 | 18,927 | 10 | 5 | 528.3 |
| 2003 Q4 | 20,504 | 1 | 0 | 48.8 |
| 2003 Q3 | 26,252 | 12 | 2 | 457.1 |
| 2003 Q2 | 23,458 | 4 | 2 | 170.5 |
| 2003 Q1 | 55,334 | 22 | 7 | 397.6 |
| 2002 Q4 | 49,547 | 0 | 0 | 0.0 |
Show 8 earlier quarters Hide earlier quarters
| Quarter | Hours worked | Citations | S&S | Per 1M hrs |
|---|---|---|---|---|
| 2002 Q3 | 47,617 | 32 | 9 | 672.0 |
| 2002 Q2 | 25,544 | 0 | 0 | 0.0 |
| 2002 Q1 | 30,978 | 27 | 12 | 871.6 |
| 2001 Q4 | 37,914 | 0 | 0 | 0.0 |
| 2001 Q3 | 20,025 | 16 | 7 | 799.0 |
| 2001 Q2 | 28,546 | 0 | 0 | 0.0 |
| 2001 Q1 | 22,082 | 10 | 5 | 452.9 |
| 2000 Q4 | 1,962 | 0 | 0 | 0.0 |
No fatalities recorded at this mine.
Reportable incidents
4 on file2003 · 3 incidents
September 25, 2003
KY · Coal
maintenance man, mechanic, repair/serviceman, boilermaker, fueler, tire tech, field service tech
HANDLING OF MATERIALS
Sapphire Mining Inc · Over-exertion in lifting objects
Sapphire Mining Inc · Fall onto or against objects
SLIPPED AND FELL ON PUSH ARM OF DOZER.
Sapphire Mining Inc · Struck by... (Not Elsewhere Classified)
HOLDING PIN WITH PLIERS WHILE ANOTHER EMPLOYEE WAS HITTING PIN WITH HAMMER. CO-WORKER MISSED PIN & HIT EE'S RIGHT WRIST (EE WENT BACK TO WORK SAME DAY, DR SAID WRIST BRUISED.) HIS WRIST KEPT H URTING AND ON 3-17-03 TOOK BACK TO DR AND WRIST WAS FRACTURED.
2002 · 1 incident
Sapphire Mining Inc · Over-exertion (Not Elsewhere Classified)
EMPLOYEE WAS GOING DOWN THE STEPS OF THE MINE OFFICE AND TWISTED HIS RIGHT ANKLE.