Mining Incidents

UZ No. 2: 826 MSHA citations Coal

Smoky Quartz · Underground
Controlled by John T Quintrell
Whitesburg, Letcher County, KY  ·  Abandoned and Sealed
MSHA Mine ID: 1519297

UZ No. 2 has $490K in proposed MSHA penalties and $614 outstanding across 37 contested dockets, plus health sampling and the full incident record.

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Fatalities
0
Total incidents
21
Years on record
2009–2011
Latest incident
Jul 2011
Compliance record
MSHA citations since 2008
826
citations
229
significant & substantial
$489,535
proposed penalties
$379,298
paid to date
77% of proposed penalties paid to date, a $110,237 gap.
Source: MSHA violations data, updated weekly.
Inspection activity
MSHA inspections since 2008
89
inspections on record
5,426
inspection hours
15.2
citations per 100 inspection hours
This rate is recorded citations divided by MSHA inspection hours, per 100 hours. It reflects inspection effort, not mine size or production.
826 citations across 5,426 inspection hours.
Source: MSHA inspections data, updated weekly.

UZ No. 2 has $490K in proposed MSHA penalties and $614 outstanding across 37 contested dockets.

Penalty disposition
Differences between proposed and paid penalties reflect both settlements and conference reductions and amounts still owed. Outstanding is the balance currently owed.
$490K
proposed penalties
$380K
current assessed
$379K
paid to date
$614
outstanding
815 assessments are final orders; 37 contested dockets.
Of $340K in penalties contested before the Commission, $230K was upheld in final decisions.
As of the most recent assessment on 2013-09-24.
Source: MSHA assessed-violations and conference/litigation data, updated weekly.
Violation severity profile
Shares are computed over citations that carry the MSHA gravity and negligence coding; a small share of records are uncoded.
28.1%
significant & substantial
6.0%
high negligence or reckless
27.7%
reasonably likely or greater
9.2%
permanently disabling or fatal if injury occurs
Negligence coding: 0.0% none, 6.3% low, 87.7% moderate, 6.0% high, 0.0% reckless.
Source: MSHA violations gravity and negligence coding, updated weekly.
When citations were contested
Contesting a citation before the Federal Mine Safety and Health Review Commission is a lawful right. These figures state the public outcomes of that process, from MSHA's Contested Violations file.
175 citations taken to the federal commission · 21% of citations on record
  • Settled 171 · 98%
  • Stood as issued 4 · 2%
95%
S&S designation survived the contest
Counts a Significant & Substantial citation as surviving when a settlement or judge's decision kept the designation, or the contest was dismissed or defaulted so the citation stands as issued. Vacated and withdrawn citations, and settlements that removed the designation, count against.
of 143 decided S&S contests · industry: 79%
32%
Penalty reduction in decided contests
$340K proposed, $230K after decisions · industry: 39%
Source: MSHA Contested Violations file (public record), updated weekly. A dismissed or defaulted contest leaves the citation standing as issued; a vacated or withdrawn citation is removed from the violation record. Latest contest filed 2013-12-17.
Contested penalties
A reduction or dismissal at the Commission is a lawful outcome of contesting a proposed penalty. Figures are the proposed amount and the amount upheld in the docket's decision.
Largest penalties this mine contested before the Federal Mine Safety and Health Review Commission, with the outcome on record.
Docket Decision Judge Year Proposed / upheld
KENT 2011-907 Settlement McCarthy 2013 $74K → $34K
KENT 2010-1375 Settlement Miller 2011 $29K → $20K
KENT 2010-1223 Settlement Miller 2011 $27K → $19K
KENT 2011-290 Settlement Miller 2011 $25K → $17K
KENT 2011-889 Settlement Andrews 2012 $22K → $16K
KENT 2010-1222 Settlement Pope II 2011 $17K → $11K
Source: FMSHRC civil penalty dockets and decisions (public record), updated weekly.

MSHA sampling at UZ No. 2 shows 90% of 341 respirable coal dust samples met the 1.5 mg/m3 standard.

Health sampling
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.

Respirable coal dust
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.

Last sampled: 2012-01-13, 14 years ago
90%
within 1.5 mg/m3
341
samples
17.12
dust max (mg/m3)
180 samples taken by MSHA inspectors, 161 by the operator.
Most-sampled occupations
  • CONTINUOUS MINER OPERATOR149
  • SHUTTLE CAR OPERATOR (STANDARD SIDE)38
  • SCOOP CAR OPERATOR19

Silica (quartz)

Last sampled: 2011-09-08, 14 years ago
6.0
silica avg (%)
32
samples
12.4
silica max (%)
Most-sampled occupations
  • CONTINUOUS MINER OPERATOR14

Noise
The share counts noise samples whose measured dose exceeded the 90 dBA permissible exposure limit. It describes the sampled workplace, not what reached the miner's ear: hearing conservation programs and the hearing protection worn during the shift are recorded separately and are not reflected here.

Last sampled: 2011-10-18, 14 years ago
19%
over PEL
32
samples
Most-sampled occupations
  • SHUTTLE CAR OPERATOR (STANDARD SIDE)6
  • CONTINUOUS MINER OPERATOR5
  • ROOF BOLTER (TWIN HEAD) (INTAKE SIDE)5
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.
Health sampling trend
A sample is a point in time compliance measurement, not an individual exposure history. These figures describe MSHA sampling records and do not establish causation or personal dose.
Respirable coal dust by year
Respirable coal dust and silica figures cover coal facilities. Dust compliance is measured against the current 1.5 mg/m3 standard; samples predating the 2014 standard are included, so compliance rates are a coarse historical signal.
Year within 1.5 mg/m3 samples
2012 80% 5
2011 96% 94
2010 84% 141
2009 95% 101
Silica (quartz) by year
Year silica avg (%) samples
2011 3.4 6
2010 5.9 10
2009 7.1 16
Noise by year
Year over PEL samples
2011 9% 11
2010 29% 7
2009 21% 14
Source: MSHA respirable dust, quartz, and noise sampling records, updated weekly.

UZ No. 2 recorded 8.18 reportable injury cases per 100 full-time workers in 2010.

Injury rate, 2010
This rate is reportable injury cases per 100 full-time-equivalent workers per year, computed as 200,000 times cases divided by MSHA operator-reported employee-hours. Cases are injuries MSHA graded degree 01 through 07; accident-only events that hurt no one are excluded, and so are contractor injuries, whose hours do not attach to a single mine. Rates begin in 2000, when quarterly employment reporting starts, and are withheld below 20,000 hours in a year.
8.18
total case rate
2.05
days-away rate
0.000
fatality rate
Above average. The US coal mining average was 3.96 and the all-US-mining average was 3.20 cases per 100 workers.
In Kentucky, coal mining averaged 4.85 cases per 100 workers that year.
Year total case rate days-away fatal
2010 8.18 2.05 0.000
2009 9.75 1.95 0.000
Source: injury cases from MSHA accident and injury records; employee-hours from MSHA quarterly employment reports. Rate is cases per 100 full-time-equivalent workers, operator employees only.
Ownership history
  1. Sapphire Coal Company 2008 to 2021
  2. Smoky Quartz 2021 to present
Source: MSHA controller and operator history, updated weekly.
Workforce and production
Coal production is reported quarterly and lags the current period; the most recent quarters may be incomplete.
Year Employees Coal produced (tons)
2013 1
2012 8 5,541
2011 66 283,649
2010 76 421,662
2009 48 247,444
2008 4
Source: MSHA quarterly employment and production, updated weekly.

UZ No. 2 sits in Letcher County, Kentucky, where the Census mining category is 3.5% of county employment.

Local economic context
County figures come from the US Census Bureau's American Community Survey, 5-year pooled estimates, so the 2023 vintage covers 2019 through 2023. The Census category is 'mining, quarrying, and oil and gas extraction', which is broader than MSHA jurisdiction and includes oil and gas workers no mine employs. These figures describe the surrounding county, not this mine, and are not a factor in any specific incident.
Letcher County, Kentucky · Population 21,146
3.5%
Mining share of county employment
$40,501
Median household income
Source: US Census Bureau, American Community Survey 2023 5-year estimates.
Quarterly safety rates
Citations per million reported employee-hours. Rates begin in 2000, when MSHA's quarterly employment data starts; earlier incidents are counted but cannot be rate-adjusted. Quarters under 100,000 reported hours are greyed: too few hours for a stable rate.
Citations per million employee-hours, as reported to MSHA
Quarter Hours worked Citations S&S Per 1M hrs
2013 Q3 1,178 2 0 1697.8
2013 Q2 0 6 0
2013 Q1 0 5 0
2012 Q4 0 0 0
2012 Q3 0 0 0
2012 Q2 5,153 4 0 776.2
2012 Q1 8,321 20 7 2403.6
2011 Q3 42,718 55 11 1287.5
Show 12 earlier quarters
Quarter Hours worked Citations S&S Per 1M hrs
2011 Q2 47,152 59 9 1251.3
2011 Q1 44,997 71 18 1577.9
2010 Q4 30,540 71 16 2324.8
2010 Q3 63,830 69 14 1081.0
2010 Q2 54,415 84 30 1543.7
2010 Q1 46,721 78 35 1669.5
2009 Q4 46,421 35 10 754.0
2009 Q3 42,992 66 18 1535.2
2009 Q2 7,576 26 10 3431.9
2009 Q1 5,622 14 2 2490.2
2008 Q4 2,677 3 1 1120.7
2008 Q3 1,473 0 0 0.0
No fatalities recorded at this mine.

Reportable incidents

21 on file

2011 · 6 incidents

July 11, 2011 KY · Coal laborer, bull gang, faceman, parts runner, roustabout, roof trimmer/scaler HANDLING OF MATERIALS
Sapphire Coal Company · Absorption of radiations, caustics, toxic and noxious substances

He was working on underground seals. He was loading the machine with seal tec with safety glasses some of the seal tec got under his safety glasses. He went to eye doctor & they flushed his ey e, he has to go back again and get it checked.

July 11, 2011 KY · Coal laborer, bull gang, parts runner, roustabout, roof trimmer/scaler HANDLING OF MATERIALS
Sapphire Coal Company · Struck by flying object

He was working on underground deals, he was loading the machine with seal tex with safety glasses some of the seal tee got under his safety glasses. He went to eye doctor and they flushed his eye, he has to got back again and go it checked.

June 17, 2011 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) SLIP OR FALL OF PERSON
Sapphire Coal Company · Fall to the walkway or working surface

Employee was changing blower motor on roof bolter and tripped and fell, straining his lower back. He continued to work until 7-14-11, at which time he was taken off work by Dr.

June 14, 2011 KY · Coal electrician, lineman HANDTOOLS (NONPOWERED)
Sapphire Coal Company · Struck by... (Not Elsewhere Classified)

Employee stated that he was putting rub rail on the miner with scoop. He put a slate bar between the rub rail and the scoop and the scoop backed off and caused pressure on the bar that knocked the bar out of his hand. The bar caused a cut on his hand that required 8 stitches.

May 9, 2011 KY · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator HANDLING OF MATERIALS
Sapphire Coal Company · Over-exertion in lifting objects

Employee was moving a car cable and strained left shoulder. He has had previous problems with the shoulder for years prior to becoming an employee. Dr. placed employee on restricted duty. Company believes this is not an occupational injury but is reporting this out of caution.

March 2, 2011 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) MACHINERY
Sapphire Coal Company · Struck by... (Not Elsewhere Classified)

THE INJURED EMPLOYEE WAS PULLING A BENT ROOF BOLT OUT OF THE HOLE AND HE HIT THE WRONG LEVER AND THE BOLT STRUCK HIM ON HIS RIGHT WRIST.

2010 · 9 incidents

September 15, 2010 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) POWERED HAULAGE
Sapphire Coal Company · Struck against a moving object

EMPLOYEE STATED THAT WHILE HE WAS ON THE MAN TRIP, COMING TO THE SURFACE, IT BOUNCED HIM AND HURT HIS BACK.

September 9, 2010 KY · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator POWERED HAULAGE
Sapphire Coal Company · Struck against a moving object

SHUTTLE CAR OPERATOR STATED HE RAN OVER A CRIB BLOCK AND HIT HIS HEAD ON THE CAR CANNOPY.

August 16, 2010 KY · Coal continuous miner operator, coal mole operator HANDLING OF MATERIALS
Sapphire Coal Company · Struck by falling object

CONTINUOUS MINER OPERATOR WAS PULLING A PIECE OF DRAW ROCK OFF THE TOP OF THE MINER AND IT HIT HIM ON THE LEG.

August 14, 2010 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) POWERED HAULAGE
Sapphire Coal Company · Struck against a moving object

TWO MEN WERE RIDING IN A GOLF CART TOWARD THE MINE PORTAL DOWN GRADE WHEN THEIR BRAKES FAILED AND THEY RAN THE GOLF CART INTO A GRAVEL PILE.

August 14, 2010 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) POWERED HAULAGE
Sapphire Coal Company · Struck against a moving object

TWO MEN WERE RIDING A GOLF CART TOWARD THE MINE PORTAL DOWN GRADE WHEN THE BRAKES FAILED AND THEY RAN THE GOLF CART INTO A GRAVEL PILE.

August 9, 2010 KY · Coal FALL OF ROOF OR BACK
Sapphire Coal Company · Accident type, without injuries

A ROCK FALL WAS FOUND IN THE NUMBER FOUR (4) ENTRY OF THE 3-WEST SUB-MAINS ON 8-9-2010, THE APPROXIMATE SIZE OF THE FALL WAS 20' WIDE, 20' LONG AND 10' HIGH. THE ROOF WAS A LAMINATED STACK ROCK, AND HAD BEEN SUPPORTED WITH 6' TORQUE TENSION AND 10' ROPE BOLTS.

July 31, 2010 KY · Coal discontinued 1/31/2014. several other codes cover scoop car operator HANDTOOLS (NONPOWERED)
Sapphire Coal Company · Struck by... (Not Elsewhere Classified)

EMPLOYEE STATED THAT HE WAS PUTTING OIL IN THE SCOOP AND WAS GOING TO KNOCK A HOLE IN THE TOP OF A FIVE (5) GALLON CAN WITH A PICK HAMMER AND STRUCK HIS LEFT HAND WITH THE HAMMER.

May 5, 2010 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) FALL OF ROOF OR BACK
Sapphire Coal Company · Struck by falling object

A piece of draw rock fell from the roof striking the operator on the left shoulder.

February 24, 2010 KY · Coal maintenance man, mechanic, repair/serviceman, boilermaker, fueler, tire tech, field service tech ELECTRICAL
Sapphire Coal Company · Contact with electrical current

EE WAS CHECKING VOLTAGE AT THE CONTINUOUS MINER CAT HEAD AT THE POWER CENTER WITH A SMALL VOLT METER AND IT BLEW UP IN HIS HANDS.

2009 · 6 incidents

December 22, 2009 KY · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator POWERED HAULAGE
Sapphire Coal Company · Struck against a moving object

EE strained his neck when he trammed a shuttle car up onto the boom and when he backed off was jarred.

September 24, 2009 KY · Coal roof bolter, rock bolter, pinner, mobile roof support operator (mrs) FALL OF ROOF OR BACK
Sapphire Coal Company · Struck by falling object

A piece of rock fell from between bolts striking him on left hand fracturing left index finger.

August 24, 2009 KY · Coal beltman, conveyor man, conveyor belt worker, mobile bridge carrierman, feeder operator, conveyor rider HANDTOOLS (NONPOWERED)
Sapphire Coal Company · Struck by... (Not Elsewhere Classified)

Cutting a piece of belt for a splice and the utility knife slipped and cut right thigh requiring 7 stitches.

August 6, 2009 KY · Coal laborer, bull gang, parts runner, roustabout, roof trimmer/scaler HANDLING OF MATERIALS
Sapphire Coal Company · Caught in, under or between (Not Elsewhere Classified)

EE was laying 6 inch water line and smashed his left pinky finger

May 9, 2009 KY · Coal bulldozer operator, universal operator, heavy equipment operator, operating engineer HANDTOOLS (NONPOWERED)
Sapphire Coal Company · Struck by... (Not Elsewhere Classified)

Victim was cutting a piece of conveyor belt with a utility knife when the knife slipped resulting in a laceration on index finger on left hand. 4 sutures were needed to close the wound.

April 30, 2009 KY · Coal shuttle car operator, mantrip operator, ramcar operator, rail runner, buggy operator ELECTRICAL
Sapphire Coal Company · Contact with electrical current

Was moving a cable and grabbed a spot that caused an electrical shock resulting in a burn to left hand.