← Peru mining record · All Peru sanctions
COMPAÑIA MINERA CARAVELI S.A.C.
Peru mining record: safety sanctions, environmental fines and fatal accidents
RUC (tax ID) 20126702737· On record from May 15, 2003 to Jul 6, 2026
Appears in the source as: COMPAñIA MINERA CARAVELI S.A.C. · COMPAÑIA MINERA CARAVELÍ S.A.C. · COMPAÑÍA MINERA CARAVELI S.A.C. · COMPAÑÍA MINERA CARAVELÍ S.A.C. · COMPAÑÍA MINERA CARAVELI S.A.C. HIMAPE CONTRATISTAS MINEROS S.A.C.
ⓘ
A resolution (resolución) is OSINERGMIN's formal written decision closing one sanction case: an order from the regulator, not a court judgment. A single resolution can fine several infractions at once, and it can be appealed to TASTEM, the agency's own appeals tribunal.ⓘ
S/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026).ⓘ
The UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles.From Jan 31, 2021 to Jul 6, 2026 · S/ 594,626 ≈$178K
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 9.3 Disposición y estabilidad física. | EMITIDA | 5.07 | 27,885 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 2.5 Reportes sobre monitoreo geotécnico. | EMITIDA | 5.99 | 32,945 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 2.1.11 Ventilación. | EMITIDA | 0.93 | 4,976 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 6.1.2 Obligaciones del supervisor. | EMITIDA | 17.15 | 91,753 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 2.1.11 Ventilación. | EMITIDA | 1.08 | 5,562 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 2.1.11 Ventilacion | EMITIDA | 1.39 | 7,159 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 6.1.2 Obligaciones del supervisor | EMITIDA | 4.66 | 23,067 | 100% |
| 6.1.2 Obligaciones del supervisor | EMITIDA | 6.6 | 32,670 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 1.2 Autorizacion de funcionamiento | EMITIDA | 29.86 | 147,807 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 2.1.11 Ventilacion | EMITIDA | 1.14 | 5,643 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 2.1.11 Ventilacion | EMITIDA | 0.78 | 3,432 | 100% |
| 2.1.11 Ventilacion | EMITIDA | 0.68 | 2,992 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 1.1 Autorización de construcción | ARCHIVADA | 0 | 0 | 0% |
| 1.2 Autorizacion de funcionamiento | EMITIDA | 19.28 | 84,832 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 1.2 Autorizacion de funcionamiento | EMITIDA | 24.11 | 106,084 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 6.1.2 Obligaciones del supervisor | EMITIDA | 3.31 | 14,564 | 100% |
Obligation (OSINERGMIN's label)
ⓘThe legal obligation OSINERGMIN found breached, in the agency's own Spanish wording. |
State (OSINERGMIN)
ⓘOSINERGMIN's own per-infraction state, kept verbatim in Spanish: FUNDADA (upheld), FUNDADA EN PARTE (upheld in part), INFUNDADA (dismissed), ARCHIVADA (closed), NULIDAD (annulled), EMITIDA (issued). |
UIT
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
Fines (S/)
ⓘS/ is the Peruvian sol, Peru's currency. The gray dollar figures are approximate conversions at S/ 3.35 per US$1 (August 2026). |
% paid
ⓘThe share of the fine OSINERGMIN reports as paid for this infraction. Whether it reflects collection to date has not been confirmed with the agency. |
|---|---|---|---|---|
| 2.1.11 Ventilacion | EMITIDA | 0.74 | 3,256 | 100% |
| Year | Resolution
ⓘA resolution (resolución) is OSINERGMIN's formal written decision closing one sanction case: an order from the regulator, not a court judgment. A single resolution can fine several infractions at once, and it can be appealed to TASTEM, the agency's own appeals tribunal. |
Sanctioned party as written | Type | TASTEM ruling |
|---|---|---|---|---|
| Nov 13, 2019 | 2920-2019-OS-GSM hidden on the agency's page | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Nov 12, 2019 | 2895-2019-OS-GSM hidden on the agency's page | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Sep 9, 2019 | 2378-2019-OS-GSM | COMPAÑIA MINERA CARAVELI S.A.C. | 331-2019-OS/TASTEM-S2 | |
| Sep 9, 2019 | 2380-2019-OS-GSM | COMPAÑIA MINERA CARAVELI S.A.C. | 330-2019-OS/TASTEM-S2 | |
| Jul 11, 2019 | Resolution (PDF) hidden on the agency's page | COMPAÑIA MINERA CARAVELI S.A.C. | 265-2019-OS/TASTEM-S2 | |
| Dec 21, 2018 | 3150-2018-OS-GSM | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Nov 28, 2017 | 2146-2017-OS-GSM | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Nov 14, 2017 | 1991-2017-OS-GSM | COMPAÑIA MINERA CARAVELI S.A.C. | ||
| Aug 25, 2017 | 1276-2017-OS-GSM | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Jun 9, 2017 | 787-2017-OS-GSM | COMPAÑIA MINERA CARAVELI S.A.C. | ||
| Jan 2, 2017 | 6-2017-OS-GSM | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Sep 30, 2016 | 2782-2016-OS-GSM hidden on the agency's page | COMPAÑÍA MINERA CARAVELI S.A.C. HIMAPE CONTRATISTAS MINEROS S.A.C. | 132-2017-OS-TASTEM-S2 | |
| May 12, 2016 | 1439-2016-OS-GSM | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Feb 9, 2016 | 417-2016-OS-GFM hidden on the agency's page | COMPAÑÍA MINERA CARAVELI S.A.C. | ||
| Dec 10, 2014 | Resolution (PDF) | COMPAÑÍA MINERA CARAVELÍ S.A.C. | ||
| Jun 1, 2011 | 11304-2011-OS-GG hidden on the agency's page | COMPAÑÍA MINERA CARAVELI S.A.C. | 021-2012-OS/TASTEM-S2 | |
| Sep 4, 2009 | Resolution (PDF) hidden on the agency's page | COMPAÑIA MINERA CARAVELÍ S.A.C. | MEDIO AMBIENTE | |
| Jun 3, 2009 | Resolution (PDF) hidden on the agency's page | COMPAÑIA MINERA CARAVELÍ S.A.C. | MEDIO AMBIENTE | |
| Jan 15, 2009 | 1866-2009-OS-GG | COMPAÑÍA MINERA CARAVELI S.A.C. | MEDIO AMBIENTE | 144-2011-OS/TASTEM-S2 |
The regulator's own list, frozen in December 2019. It publishes no fine amount: the resolution PDF is the record. A row naming a titleholder and a contractor together is shown as written.
| Infraction (OEFA's classification) | Fine (UIT)
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
|---|---|
|
Excesos de Límites Máximos Permisibles y/o ECAS
El administrado excedió los Límites Máximos Permisibles establecidos mediante Decreto Supremo Nº 010-2010-MINAM para la descarga de efluentes líquidos de actividad Minero – Metalúrgicas en los puntos de muestreo ESP-3 (efluente proveniente de la Bocamina Nº 4, ubicado aproximadamente a 80m al suroeste de la Bocamina Nº 4) respecto del parámetro plomo total; ESP-4 (efluente proveniente de la bocamina Nº 4, ubicado aproximadamente a 82m al suroeste de la Bocamina Nº 4) respecto de los parámetros Sólidos Totales en Suspensión y plomo total; ESP-5 (efluente proveniente de la bocamina Nº 4, ubicado aproximadamente a 100m al suroeste de la Bocamina Nº 4) respecto de los parámetros Sólidos Totales en Suspensión, arsénico total y plomo total.
|
2.01 |
|
Compromisos y/o normas ambientales complejas
El administrado realizó la descarga de efluentes minero metalúrgicos en puntos (ESP-3, ESP-4, ESP-5 y ESP-6) no contemplados en instrumento de gestión ambiental.
|
| Infraction (OEFA's classification) | Fine (UIT)
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
|---|---|
|
Compromisos y/o normas ambientales simples
El administrado construyó el canal de coronación inferior del depósito de relaves de Aracoto, incumpliendo las especificaciones técnicas aprobadas en su instrumento de gestión ambiental
|
281.26 |
|
Manejo de efluentes
El administrado no captó, trató ni reusó para riego y otras actividades de la operación, el agua de interior mina proveniente de las bocaminas Nv 4 y Nv 5
|
37.97 |
|
Compromisos y/o normas ambientales simples
El administrado construyó el canal de coronación inferior del depósito de relaves de Aracoto, incumpliendo las especificaciones técnicas aprobadas en su instrumento de gestión ambiental
|
36.26 |
|
Compromisos y/o normas ambientales simples
El administrado no identificó ni seleccionó a los representantes locales, a fin de capacitarlos como futuros monitores ambientales, respecto al periodo 2017, según lo establecido en el Programa Ambiental, incumpliendo lo establecido en su instrumento de gestión ambiental
|
23.54 |
|
Compromisos y/o normas ambientales simples
El administrado no reusó para el riego, el agua de contacto proveniente de la poza recolectora de drenaje del depósito de desmonte La Estrella
|
11.56 |
|
Compromisos y/o normas ambientales simples
El administrado no habría realizado el proceso de contratación de personal establecido en el Estudio de Impacto Ambiental del Proyecto la Estrella
|
7.53 |
| Infraction (OEFA's classification) | Fine (UIT)
ⓘThe UIT (Unidad Impositiva Tributaria) is Peru's tax reference unit, revalued each year. OSINERGMIN states every fine in UIT as well as in soles. |
|---|---|
|
Compromisos y/o normas ambientales simples
Caravelí no dispuso el mineral proveniente de las bocaminas en carros mineros, parrillas de las tolvas en superficie y volquetes para su traslado a la planta de beneficio, incumpliendo el EIA de explotación Tambojasa.
|
From OEFA's environmental infractions register (RUIAS), mining subsector, snapshot cut April 30, 2024. Fines are in UIT, Peru's yearly-revalued tax unit, as OEFA states them; a case can carry several infraction lines and a corrective measure instead of a fine.
| Date of death | Mining unit | Accident type (as classified) | Place | Category |
|---|---|---|---|---|
| Sep 8, 2015 accident on Sep 7, 2015 |
TAMBOJASA | DESPRENDIMIENTO DE ROCAS | CHAPARRA, CARAVELI, AREQUIPA | Gran y Mediana Minería |
| Jul 13, 2011 | CAPITANA | EXPOSICIÓN A, O CONTACTO CON RADIACIONES | HUANUHUANU, CARAVELI, AREQUIPA | Gran y Mediana Minería |
| Dec 29, 2008 | CAPITANA | INTOXICACION-ASFIXIA-ABSORCION-RADIACIONES | HUANUHUANU, CARAVELI, AREQUIPA | Gran y Mediana Minería |
| Aug 28, 2008 | CAPITANA | DESPRENDIMIENTO DE ROCAS | HUANUHUANU, CARAVELI, AREQUIPA | Gran y Mediana Minería |
| May 15, 2003 | SAN ANDRES | DESPRENDIMIENTO DE ROCAS | HUANUHUANU, CARAVELI, AREQUIPA | Gran y Mediana Minería |
One row per death from the Ministry of Energy and Mines' open-data list, naming the titleholder and mining unit. The file has no 2019 rows and only 10 for 2017-2018, an upstream gap; deaths after June 2021 are not in it.